An agent of a broker-dealer is opening a new client account. The agent has completed the new account application and the suitability determination. The customer has an investment objective of safety of principal and income. The agent makes an initial recommendation of a conservative blue chip stock with a track record of paying a consistent cash dividend. The customer accepts the recommendation. When must the commission charged on the transaction be disclosed to the customer?A. At the time that the order is placedB. At the time when the order is filledC. At the time when the account is openingD. On the confirmation of the transaction

option D. On the confirmation of the transaction

Explanation:

in business transaction, there is no rule or requirement  for disclosure of the  commission charged to customers at the time of the trade or at the time of account opening. it is only after the confirmation of the transaction  can it be disclosed. that is,  the only requirement is that the commission be disclosed on the trade confirmation. Also remember that any commission charged must be "fair and reasonable."

according to classical republican political theory, which democratic republics would function best?

a.   small republics, with people who had similar interests

b.   large republics, with people who had competing interests

c.   republics made up entirely of landowners

d.   republics made up entirely of servants

i am a priest who cares deeply about the church. i have been called here to explain my views on indulgences and other proposed reforms. i would like to explain why my views are consistent with the bible and are correct.