Computers and Technology, 17.04.2020 16:15 lewislatavia043
A client who is a director of a publicly listed corporation is required by law to refrain from trading that company's stock at certain points of the year when disclosure of financial results are pending. In preparing a written investment policy statement (IPS) for this client, this restriction on trading:
A. Is irrelevant to the IPS.
B. Should be included in the IPS.
C. Makes it illegal for the portfolio manager to work with this client.
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