Business, 17.12.2021 04:40 campbelldean

An agent registered with a broker-dealer in this state would be permitted to do all of the following EXCEPT A) share in the profits in an account with a customer with written permission of the customer and the broker-dealer B) split commissions with another agent at an affiliated broker-dealer C) solicit transactions in unregistered exempt securities D) borrow money, with written permission of the customer and the broker-dealer, from an immediate family member who is a client

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