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Business, 25.05.2021 20:30 cariyeacarrothers456

A regulator is reviewing the trading activity in a customer's account of a broker-dealer It notices that there were many executions in a large cap stock that was bought and sold frequently within a short time period. All these trades were profitable. When assessing whether the account has been churned, the regulator would most likely accuse the broker-dealer of

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A regulator is reviewing the trading activity in a customer's account of a broker-dealer It notices...
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