A broker is not generating the commissions that she expected as month-end approaches. The broker contacts one of her clients who is a novice investor, explains the situation, and asks the customer to buy a NYSE-listed security at twice the regular commission rate. The broker and the customer sign an agreement to these terms and the broker executes the trade. The action by the broker is:
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A broker is not generating the commissions that she expected as month-end approaches. The broker con...
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