Business, 12.08.2020 08:01 danuwell

To determine if a person is "in the business" of giving investment advice under the Investment Advisers Act of 1940, which of the following are considered? I That the individual regularly gives advice on securities.
II That more than 50% of the individual's earnings are derived from making investment recommendations.
III That the individual receives compensation for giving advice on securities.
A. I only.
B. I and III only.
C. II and III only.
D. I, II, III.

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