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Business, 12.08.2020 05:01 mbonilla073

An issuer has filed a registration statement with the SEC, but the registration is not yet effective. The issuer subsequently files additional documentation with the SEC to meet its "full and fair disclosure" obligation. Any agent that is contacting a potential customer to buy the issue must provide the customer with the:

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An issuer has filed a registration statement with the SEC, but the registration is not yet effective...
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