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Business, 31.07.2020 14:01 linkaye3031

An investment adviser representative, who also receives commissions as an agent at a brokerage firm, has opened an account with a client whose net worth is $200,000. The customer wants the account aggressively traded and wishes the investment adviser to be compensated based on the account's performance. In this account, payment on a performance basis is

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An investment adviser representative, who also receives commissions as an agent at a brokerage firm,...
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