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Business, 30.07.2020 17:01 winterblanco

Municipal Securities Rule Board (MSRB) and Financial Industry Regulatory Authority (FINRA) rules specifically deter gaining political favor via contributions made to candidates, officials, or political parties. As such, if a political contribution is made to any of these entities then under the act, the firm may not provide advisory services to any government these individuals or parties represent for how long

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Municipal Securities Rule Board (MSRB) and Financial Industry Regulatory Authority (FINRA) rules spe...
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