Business, 02.07.2020 01:01 favre22fs

An investment adviser has its principal office in State A. It also has offices in States B, C, and D. The net worth requirements of States C and D are more stringent than that required by State A and the net worth rules of State B are the most stringent of all. The investment adviser is required to maintain minimum net worth in accordance with the rules of:

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Answer from: kayleetweedy1

The principal office in State A.

Explanation:

In this scenario, an investment adviser has its principal office in State A, as well as other offices in States B, C, and D. The net worth requirements of States C and D are more stringent than that required by State A and the net worth rules of State B are the most stringent of all. The investment adviser is required to maintain minimum net worth in accordance with the rules of the principal office in State A.

According to the Uniform Securities Act, an investment adviser is required by law to act in accordance with the provisions of the Uniform Securities Act as adopted in its principal office in State A. Also, States such as B, C, and D where its other offices are do not have the wherewithal to impose a more stringent net worth requirements on the investment adviser in State A.

Generally, the Uniform Securities Act is a model law created by the National Conference of Commissioners on Uniform State Laws (NCCUSL) to serve as a guide for state level laws and regulations. It primarily act as a complement to the Securities and Exchange Commission of the United States of America and to protect investors against state level securities fraud.

Answer from: Quest

This is true for sure

Answer from: Quest

Secured loans are protected by collateral security. examples: title loans where the borrower uses the car title as collateral security interest rates are lower and repayments are longer therefore risk is low as a collateral security is given as guarantee to the bank in case of failure to pay the loanunsecured loans are not protected by collateral security but it is given on the creditworthiness of the borrower, trusting that she/he will pay on time. examples; payday loans is a short term loan where the borrower lends money from the bank and pays is back when the borrower receives his/her wages.interest rates are high and repayments are shorter. but the risk is high as no collateral security is given as a guarantee to the bank for payment of the loan

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An investment adviser has its principal office in State A. It also has offices in States B, C, and D...

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