Business, 03.01.2020 04:31 esilvar4378

Acustomer wants to tie the amount paid to his broker to the performance of the recommendations made by that broker. the customer says: "for every recommendation that increases in value within 6 months, i will pay you twice the regular commission rate; for every recommendation that goes down in value, i will pay you half of the regular commission rate." this arrangement is:
a. permitted if it is documented in writing
b. permitted if the securities involved are exchange listed
c. prohibited because the commission cannot be based on account performance
d. prohibited because the commission cannot differ for each customer

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Acustomer wants to tie the amount paid to his broker to the performance of the recommendations made...

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