Business, 28.12.2019 01:31 mariahdixon80

An investment adviser has been formed and the firm and its representatives file their first registration with the state on july 1st. on june 30th of the following year, the firm files renewal registrations for itself and its representatives. which statement is true under the uniform securities act?

a. since state registration is good for 1 year, the renewals were filed in a timely manner
b. the firm's registration and its representatives' registrations lapsed after december 31st of the preceding year
c. the firm's registration and its representatives' registrations are good until december 31st of the current year, at which point they must be renewed
d. there is no requirement for annual registration renewals in the state

Answers: 3

Show answers

Another question on Business

Business, 22.06.2019 11:40

Jamie is saving for a trip to europe. she has an existing savings account that earns 3 percent annual interest and has a current balance of $4,200. jamie doesn’t want to use her current savings for vacation, so she decides to borrow the $1,600 she needs for travel expenses. she will repay the loan in exactly one year. the annual interest rate is 6 percent. a. if jamie were to withdraw the $1,600 from her savings account to finance the trip, how much interest would she forgo? .b. if jamie borrows the $1,600 how much will she pay in interest? c. how much does the trip cost her if she borrows rather than dip into her savings?

Answers: 1

Answer

Business, 22.06.2019 13:50

When used-car dealers signal the quality of a used car with a warranty, a. buyers believe the signal because the cost of a false signal is high b. it is not rational to believe the signal because some used-car dealers are crooked c. the demand for lemons is eliminated d. the price of a lemon rises above the price of a good used car because warranty costs on lemons are greater than warranty costs on good used cars

Answers: 2

Answer

Business, 23.06.2019 00:30

What level of measurement (nominal, ordinal, interval, ratio) is appropriate for the movie rating system that you see in tv guide?

Answers: 2

Answer

Business, 23.06.2019 02:40

Suppose we are interested in bidding on a piece of land and we know one other bidder is interested. the seller announced that the highest bid in excess of $9,500 will be accepted. assume that the competitor's bid x is a random variable that is uniformly distributed between $9,500 and $15,500. suppose you bid $12,000. what is the probability that your bid will be accepted?

Answers: 2

Answer

You know the right answer?

An investment adviser has been formed and the firm and its representatives file their first registra...

Questions