Your firm has securities available from a sec reg d private placement of variable life policies, which are unregistered. one of your fellow rrs would like to place an ad in a financial newspaper regarding the availability of the securities. reg d allows which of the following in this situation?
(a) because it's a private placement, reg d advertising is limited to hedge fund sales literature only.
(b) as long as accredited investors are the only ones allowed to invest in the products, general advertising is acceptable, even if it reaches non-accredited members of the public.
(c) accredited investors who are pre-qualified for the purchase of the security may be invited to a sales seminar by the rr.
(d) as long as the rr focuses advertising toward investors with sizeable net worth, advertising is acceptable.

Long-distance providers are becoming increasingly concerned about certain activities within their industry. various companies come together voluntarily to implement new standards of social responsibility that members must abide by. what seems to be the primary motivation in this case for an increased interest in social responsibility? - because corporations are creations of society, they are responsible for giving back to the communities in which they operate.- these companies have realized it is in their best interest to increase their social responsibility before they are once again subject to stricter regulations.- these companies are using social responsibility as a means to increase their profitability, both short term and long term.- long-distance providers have started taking pride in their industry and its record for social responsibility.- they feel a responsibility to their stockholders, employees, the government, investors, and society as a whole.

The larger the investment you make, the easier it will be to: get money from other sources. guarantee cash flow. buy insurance. streamline your products.

Which of the following is least likely to a team solve problems together