Business, 27.09.2019 20:30 addison62

An agent for a broker-dealer, both of which are registered in the state of illinois, receives a telephone call from an existing customer who is on a layover in the airport in atlanta, georgia. the customer directs the agent to buy 1,000 shares of abcd stock at the market. which statement is true? a. in order to accept this order, the agent must be registered in the state of georgia onlyb. in order to accept this order, the agent must be registered in the state of illinois onlyc. in order to accept this order, the agent must be registered in both the state of georgia and the state of illinoisd. the agent can accept this order without needing registration in any jurisdiction because it was unsolicited

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An agent for a broker-dealer, both of which are registered in the state of illinois, receives a tele...

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