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Business, 13.07.2019 03:00 doritasanchez

"an investment adviser representative obtains a list of all 263 members of the local kiwanis club and sends a coupon to 52 leads on the list, along with a letter, offering a 20% discount on services to new clients that are club members. aside from retaining a copy of the letter, under the provisions of the investment advisers act of 1940, the investment adviser must keep: "

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